Do You Need Some PEP In Your Step?

Do You Need Some PEP In Your Step?

A word of caution before we begin: Be careful what you Google. The PEPs we deal with are not the “Politically Exposed Persons” you’ll find by simply searching “What are PEPs?” Ours are of the financial variety, and in no way involve risks of bribery and corruption by...
Calming down the Broker-Dealer Phobia

Calming down the Broker-Dealer Phobia

How does this cause fear in the broker-dealer community? I can’t tell you how many conversations I have had with broker-dealers that fear their advisor’s activity in this area. Not that they think they are bad or malicious, but fear of little careless common mistakes that cannot be overseen 100%. The fear that they will be taken to court thru the actions of an advisor acting on their own, compares to snakes and spiders for the common person. So what is to be done?! I thought you would never ask.

What is an Open MEP Guide

Are you doing what's best for your employees' retirement option?

Fill out the form to download our helpful Guide!

You have Successfully Subscribed!